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Can your advisor
pass the wealth
Dimensions Challenge?
Check this Out!
Wealth Dimensions Selected as one of the “2011 Best Financial Advisers for Dentists” in Dental Practice Report
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Wealth Dimensions Attends FI360 National Conference on Fiduciary Standards
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Doug Loftus named Five Star Wealth Manager
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The Wealth Dimensions Challenge
|
Your Advisor |
WDG |
||
|
Is the firm a Registered Investment Advisor under the Investment Advisors Act of 1940? |
o Yes |
o No |
x Yes |
|
Does the advisor accept a fiduciary responsibility to act in your best interest in all aspects of your relationship? |
o Yes |
o No |
x Yes |
|
Will the advisor state in writing that he does not receive compensation from the investment companies he recommends? |
o Yes |
o No |
x Yes |
|
Will the advisor state in writing that his firm does not receive compensation from the investment companies he recommends? |
o Yes |
o No |
x Yes |
|
Is the advisor committed to adhering to the code of ethics and continuing education requirements put forth by the Certified Financial Planners Board of Standards? |
o Yes |
o No |
x Yes |
|
Does your advisor possess the training and knowledge to guide you in areas other than investments including tax and legal? |
o Yes |
o No |
x Yes |
If your current advisor cannot answer yes to each of these questions, contact Wealth Dimensions Group for a free consultation.
